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North American Securities Administrators Association
Results: 518

#	Item
271	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:53:21 North American Securities Administrators Association Financial system Finance Securities Exchange Act Stock market United States securities law Financial economics Financial regulation
272	Microsoft Word - NASAA Testimony to Senate Banking Securities Subcommittee[removed]FINAL Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:57:38 United States Securities and Exchange Commission Financial system Securities SEC filings North American Securities Administrators Association Securities Act Regulation D Form D U.S. Securities and Exchange Commission United States securities law Financial economics Finance
273	Investor Alert: Self-Directed IRAs and the Risk of Fraud The SEC’s Office of Investor Education and Advocacy (OIEA) and the North American Securities Administrators Association (NASAA) are issuing this Investor Alert t Add to Reading List Source URL: www.investor.gov Language: English - Date: 2011-10-20 13:19:33 Financial services Collective investment schemes Institutional investors Individual retirement account Mutual fund Investor education Ponzi scheme Traditional IRA Roth IRA Investment Financial economics Individual Retirement Accounts
274	November 6, 2013 Dean Murrison Director, Securities Division Financial and Consumer Affairs Authority Suite[removed]Saskatchewan Drive Regina, SK S4P 1C2 Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:13:21 Business Finance Securities Crowd funding United States securities law Canadian securities regulation Securities offering North American Securities Administrators Association U.S. Securities and Exchange Commission Financial economics Stock market Investment
275	Model State Consumer and Investor Guidance on Virtual Currency April 23, 2014 The Conference of State Bank Supervisors (CSBS), through its Emerging Payments Task Force, and the North American Securities Administrators As Add to Reading List Source URL: statebank.flex360.com Language: English - Date: 2014-06-03 17:22:26 Currency Business Digital technology Financial cryptography Payment systems Exchange rate North American Securities Administrators Association Virtual currency Electronic money Economics Foreign exchange market Money
276	Microsoft Word - jpborg4599.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-04-13 12:00:05 Finance Financial services Financial markets North American Securities Administrators Association United States securities law Broker-dealer U.S. Securities and Exchange Commission Federal Reserve System Bank Financial economics Financial system Financial regulation
277	December 4,2003 Jonathan G. Katz, Secretary U S . Securities and Exchange Commission 450 Fifth Street NW Washington DC[removed]Re: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-12-09 10:10:56 Financial regulation United States securities law United States Securities and Exchange Commission Financial services Hedge fund Regulation D Accredited investor Investment Company Act North American Securities Administrators Association Financial economics Investment Finance
278	Microsoft Word - ktyler9940.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-29 15:38:58 Investment United States Securities and Exchange Commission Stock market Financial regulation Securities Act Regulation D Accredited investor Securities offering North American Securities Administrators Association Financial economics Finance United States securities law
279	Microsoft Word - rastaples8110 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-16 14:40:28 Financial economics Financial markets Finance North American Securities Administrators Association U.S. Securities and Exchange Commission Mark Connolly Securities Exchange Act Dark liquidity United States securities law Financial regulation Financial system
280	Microsoft Word[removed]Qualified Client Comment Letter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-12 09:14:04 Financial regulation Economics United States securities law North American Securities Administrators Association Accredited investor Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Registered Investment Advisor Financial adviser Financial economics Investment Finance

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